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A Unique RIA Built to Support IARs

                Are you thinking of becoming an Investment Advisor Representative (IAR) (or are you already an IAR)?  If so, you’ve come to the right place. Peace of Mind (POM) Planning is a one-of-a-kind RIA designed to work with advisors who want to help clients grow wealth with low risk while still accomplishing their investment/retirement goals.

                White paper—if you want to learn the power of using tactically managed low drawdown risk managers; you should definitely down load the following two white paper:

Investment Risk vs. Investment Return White Paper: Click here to read.

                Did the fiduciary regulations that were almost implemented by the DOL get your attention? Are you worried about states like New York passing their own fiduciary standards that cover fixed life and annuity products? If not, you should be. Thousands of insurance-only licensed agents almost lost their ability to earn a living when 151A passed. Thousands of agents almost fell under the DOL regs. Thousands of agents in all likelihood will eventually be regulated by states who will be passing fiduciary regulations that cover fixed product sales.

               On this site, you will learn why you should obtain your Series 65 and become an IAR under our RIA (doing so will prepare and protect you from the fiduciary standards that will be passed by the states and increase your ability to generate income).

                POM Planning “gets it.”  We understand the proper use of Fixed Indexed Annuities (FIAs) and Equity Indexed Universal Life (EIUL) insurance as protective wealth-building tools and how they can be utilized in an overall financial/retirement plan. 

                POM Planning also has a unique low risk money-management platform (click here to learn more) that will help advisors gather millions of dollars under management.

            We invite you to surf our site so you can learn about the unique value POM Planning brings to the table so you can determine if NOW is the right time to move your career/business forward by becoming an IAR under our RIA.

            When you have come to the conclusion that you are serious about becoming an IAR, please feel free to e-mail POM Planning ( with your questions; or if you’d like to have additional information (company brochure, ADV, etc) sent out about our firm, please click here to fill out a request for more information.

Investment advice is offered by Horter Investment Management, LLC, a Registered Investment Adviser. Insurance and annuity products are sold separately through Horter Financial Services. Securities transactions for Horter Investment Management clients are placed through Pershing Advisor Solutions, Trust Company of America, Jefferson National Monument Advisor, Fidelity, and Security Benefit Life.


If you have questions or want to contact POM Planning,
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