Source of Funds
Thank you for your interest in downloading the insurance bulletins from the IA and AR department of insurance.
As indicated in a recent newsletter, states are going to ultimately force all advisors to obtain a securities license through the source of funds rule
If you are not licensed and if you are telling clients to take money from stocks, mutual funds, etc., to fund fixed insurance products, that’s when you can get in trouble (see the notices).
To download the TN Department of Insurance notice, please click here.
To download the IA Department of Insurance notice, please click here.
To download the AR Department of Insurance notice, please click here.
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